Category: Czechia

Duarte Agostinho et al. v. Austria et al. (“Portuguese Children’s Case”)

Post author By Corina Heri
Post date 9 Apr 2024
2 Comments on Duarte Agostinho et al. v. Austria et al. (“Portuguese Children’s Case”)

Summary:
This case was brought by a group of six young people, acting together as the ‘Youth for Climate Justice’, against 33 Council of Europe Member States. Theirs was the first climate case to come before the ECtHR. In their application, the six applicants, aged between 8 and 21 at the time, argued that the 33 respondent States failed to comply with their positive obligations under Articles 2 and 8 of the Convention, read in the light of the commitments made under the 2015 Paris Climate Agreement. They claimed that their right to life (Art. 2 ECHR) was being threatened by the effects of climate change in their home State of Portugal, including through the harms caused by forest fires. Moreover, they claimed that their right to respect for their private and family life under Art. 8 ECHR was being threatened by heatwaves that forced them to spend more time indoors. They also noted their anxiety about their uncertain future, and the fact that, as young people, they stand to experience the worst effects of climate change. They accordingly alleged a violation of Article 14 ECHR (non-discrimination), given the particular impacts of climate change on their generation. According to the applicants, the absence of adequate measures to limit global emissions constitutes, in itself, a breach of the obligations incumbent on States.

This was the first climate application brought before the European Court of Human Rights, and it was brought with the support of the Global Legal Action Network (GLAN). The issues raised here were novel in the Strasbourg context. In addition, in communicating the case, the Court also proprio motu raised an issue under Article 3 ECHR, the prohibition of torture and inhuman and degrading treatment.

On 9 April 2024, the Court declared this case inadmissible on jurisdiction and non-exhaustion grounds.

Domestic proceedings:
None: this case was brought directly to the ECtHR. The applicants submitted that, given the complexity of the case and their limited financial means, as well as the limited prospects of success before domestic instances, requiring them to exhaust the domestic remedies in each of the 33 respondent States would impose an excessive and disproportionate burden on them.

Relinquishment:
On 29 June 2022, the 7-judge Chamber to which the case had originally been allocated relinquished jurisdiction over it in favour of the Court’s 17-judge Grand Chamber. Relinquishment is possible where a case either (a) raises a serious question affecting the interpretation of the Convention or its Protocols, or (b) might lead to a result inconsistent with the Court’s case-law (Rule 72, paras 1-2 of the Rules of Court).

During the course of the proceedings, the complaint against Ukraine was withdrawn by the applicants. The Russian Federation ceased to be a Council of Europe Member State during the course of the proceedings, but this was not an obstacle to considering the application as concerns anything taking place before the end of its membership (on 16 September 2022).

In February 2023, the Court announced that it would hold a public Grand Chamber hearing in this case, along with two other climate cases pending before it (Carême v. France and KlimaSeniorinnen and Others v. Switzerland). It announced that it would adjourn the remaining climate cases pending before it in the meantime. The oral stage in these three cases was staggered: Carême and KlimaSeniorinnen were heard on 29 March 2023, while the hearing in Duarte Agostinho was heard by the same composition of the Grand Chamber on 27 September 2023.

Grand Chamber hearing:
A hearing in this case was held on 27 September 2023. A webcast of the hearing is available here.

During the hearing, the respondent States pooled their submissions to a large extent, with additional arguments from the Netherlands, Portugal, and Turkiye. Third-party interveners also received leave to appear during the oral hearing, namely the Council of Europe Commissioner for Human Rights, Dunja Mijatovic, the EU’s European Commission, and the European Network of National Human Rights Institutions (ENNHRI). The substance of the hearing focused largely on admissibility issues, namely victim status, the (non-)exhaustion of domestic remedies and the extraterritoriality of Convention obligations. The judges also asked a number of questions to the parties before retiring to consider the admissibility and merits of the case.

Admissibility:
From the blog post on the case by Ayyoub (Hazhar) Jamali available on our blog

After months of anticipation, the ECtHR delivered its judgment on 9 April 2024. The Court found the case inadmissible on two key grounds. Firstly, it ruled out jurisdiction regarding non-territorial states, narrowing the scope of accountability in this complex legal landscape to applicants’ home states. Secondly, it dismissed the application against Portugal due to a lack of exhaustion of domestic remedies.

Extraterritorial Jurisdiction
The Court acknowledged its jurisdiction concerning Portugal but denied it concerning other non-territorial states. It recognized that under Article 1 of the Convention, jurisdiction primarily pertains to territorial boundaries, implying that individuals can only claim Convention violations against the territorial state where they reside. However, the Court reiterated that the Convention’s reach can extend beyond national borders in two main forms: when a state exercises effective control over an area (spatial concept of jurisdiction, or jurisdiction ratione loci), and when there is state agent authority or control over individuals (personal concept of jurisdiction, or jurisdiction ratione personae) (para 170). In the present case, as neither of these two criteria appeared applicable, the Court denied jurisdiction within the meaning of Article 1 ECHR.

Furthermore, the Court rejected the applicant’s argument that there are ‘exceptional circumstances’ and ‘special features’ for establishing the respondent states’ extraterritorial jurisdiction over the applicants within the specific context of climate change. It emphasized that determining whether the ECHR applies extraterritorially requires examining whether ‘exceptional circumstances’ exist, indicating that the state concerned is exercising extraterritorial jurisdiction over the applicants. This primarily involves exploring the nature of the link between the applicants and the respondent state.

The Court acknowledged that states have ultimate control over public and private activities within their territories that produce greenhouse gas emissions. It noted their international-law commitments, particularly those outlined in the Paris Agreement, which states have incorporated into their domestic laws and policy documents, as well as their Nationally Determined Contributions (NDC) under the Paris Agreement (para 192). Furthermore, the Court recognized the complex and multi-layered causal relationship between activities within a state’s territory that produce greenhouse gas emissions and their adverse impacts on the rights and well-being of individuals residing outside its borders (para 193). It emphasised that while climate change is a global phenomenon, each state bears responsibility for addressing it. However, the Court concluded that these considerations alone cannot justify creating a novel ground for extraterritorial jurisdiction through judicial interpretation or expanding existing ones (para 195). It emphasised that the ECHR protection system is primarily based on principles of territorial jurisdiction and subsidiarity.

The Court further denied the applicants’ claim that bringing a case against Portugal alone would be ineffective and that they had no other means of holding the respondent states accountable for the impact of climate change on their Convention rights. It distinguished between jurisdiction and responsibility, which constitutes a separate matter to be examined in relation to the merit of the complaint (para 202).

The Court further rejected the applicants’ claim concerning the reach of the Convention outside of national boundaries by their reliance on a test of ‘control over the applicants’ Convention interests’. It reasoned that, according to its established case-law, extraterritorial jurisdiction as conceived under Article 1 ECHR requires control over the person him- or herself rather than the person’s interests as such (para 204-206). It highlighted that, except for specific cases under Article 2 concerning intentional deprivation of life by state agents, there is no precedent for a criterion like ‘control over Convention interests’ as a basis for extraterritorial jurisdiction (paragraph 205). Consequently, the Court argued that adopting such an extension would represent a significant departure from established principles under Article 1.

The Court stated that otherwise, and given the multilateral dimension of climate change, almost anyone adversely affected by climate change anywhere in the world could be brought within the jurisdiction of any Contracting Party for the purposes of Article 1 ECHR in relation to that Party’s actions or omissions to tackle climate change. It also rejected the suggestion that such an extension of jurisdiction could be limited to the Convention’s legal space. It reasoned that, given the nature of climate change, including its causes and effects, an extension of extraterritorial jurisdiction by reference to that criterion would be artificial and difficult to justify (para 206).

Moreover, the Court acknowledged the significance of developments in international law, particularly with regards to the interpretations provided by bodies such as the Inter-American Court and the Committee on the Rights of the Child (CRC). It recognised the relevance of these interpretations in shaping the understanding of jurisdiction within the context of human rights treaties. However, the Court noted that these bodies had adopted distinct notions of jurisdiction, which had not been recognised in its own case-law. While the Court considered the insights provided by these international instruments and bodies, it concluded that they did not provide sufficient grounds for extending the extraterritorial jurisdiction of respondent states under the Convention, particularly as proposed by the applicants (para 209-210). Therefore, while remaining attentive to legal developments and global responses to issues such as climate change, the Court found no basis within the Convention for expanding extraterritorial jurisdiction as advocated by the applicants.

In conclusion, the Court found no grounds in the Convention for extending the respondent states’ extraterritorial jurisdiction through judicial interpretation.

Exhaustion of Domestic Remedies
Regarding Portugal, the applicants’ home state, there was no extraterritoriality issue. Here the Court examined whether effective remedies existed within the Portuguese legal system that the applicants were required to use under the exhaustion of domestic remedies rule. Despite the applicants’ argument that broad constitutional provisions alone could not provide effective and certain remedies, the Court disagreed, highlighting various remedies available in Portugal. These included, for example, constitutional recognition of the right to a healthy environment, actio popularis claims for environmental protection, etc (para 217-223). The Court emphasised the importance of affording domestic courts the opportunity to address issues before having recourse to international remedies. Consequently, the complaint against Portugal was found inadmissible. The Court also rejected the suggestion that it should rule on the issue of climate change before domestic courts had the opportunity to do so, reaffirming the principle of subsidiarity and the role of domestic jurisdictions in adjudicating such matters (para 228).

Victim Status
The Court found it challenging to determine whether the applicants met the criteria for victim status as set out on the same day in the KlimaSeniorinnen judgment against Switzerland. The lack of clarity is attributed, in part, to the applicants’ failure to exhaust domestic remedies. The Court found that, in any event, the application was inadmissible for the reasons previously outlined. Therefore, the Court declined to examine further whether the applicants could claim victim status (para 229-230).

Date:
9 April 2024

Type of Forum:
Regional

Status of case:
Communicated by the Court on 30 November 2020. Relinquished to the Grand Chamber on 29 June 2022. Grand Chamber hearing held on 27 September 2023. Decision announced at a Grand Chamber hearing held on 9 April 2024, along with rulings in the two other climate cases pending before the Grand Chamber.

Suggested case citation:
ECtHR, Duarte Agostinho and Others v. Portugal and 32 Other Member States, no. 39371/20, decision (Grand Chamber) of 9 April 2024.

Links:
For more information on this case, see the following links.

For more background on the case and profiles on the applicants, click here: https://youth4climatejustice.org/.
For all of the case documents, including the submissions from the respondent States and the third-party interveners, see here.
For analyses of the Grand Chamber hearing, see this post on our own blog by Viktoriya Gurash, or this post on Verfassungsblog by Corina Heri.
For the judgment, click here.
For the Court’s Q&A on the three climate cases, click here.

Last updated:
9 April 2024

Tags European Court of Human Rights

2022 Adaptation Czechia Deforestation Domestic court Emissions reductions/mitigation European Convention on Human Rights Evidence Paris Agreement Private and family life Right to a healthy environment Right to health Right to life Right to property Separation of powers Standing/admissibility Victim status

Klimatická žaloba ČR and others v. Czechia

Post author By Corina Heri
Post date 11 Apr 2021
No Comments on Klimatická žaloba ČR and others v. Czechia

Summary:
This case was brought by a group of applicants, named in the brief as the climate action NGO Klimatická žaloba ČR, a municipality, two peasants, several foresters, and a man from Prague who suffers from environmental anxiety. The case was brought on 21 April 2021, and contested failures to provide adequate and necessary mitigation and adaptation measures to protect against the adverse effects of climate change. It alleged that the Government’s failures to adequately address climate change violated the rights to life, health, a healthy environment, and other rights guaranteed by the Czech constitution, the Czech Charter of Fundamental Rights and Freedoms, and the European Convention on Human Rights.

The applicants sought a declaration that the Czech government failed to respect their rights by ensuring sufficient emissions reductions to meet the Paris Agreement’s targets. They also sought an order setting the Czech carbon budget at 800 Mt CO2 from January 2021 until the end of the century.

In June 2022, the court of first instance issued a judgment that was partially favorable to the the applicants. However, in February 2023 the court of second instance annulled the first-instance judgment, referring the case back to the first-instance court. More details about the judgments follow below.

Judgment of 15 June 2022:
On 15 June 2022, the Municipal Court of Prague issued a (now overturned, see below) judgment in this case. It rejected the action against the Government of the Czech Republic. However, it found that the Ministry of the Environment, the Ministry of Industry and Trade, the Ministry of Agriculture and the Ministry of Transport had failed to provide specific mitigation measures leading to a 55% reduction in greenhouse gas emissions by 2030 compared to 1990 levels. These authorities were required to have a complete and precise plan of measures in place to meet this goal, which was not the case at the time of judgment; they were accordingly enjoined to cease their interference with the applicants’ rights by adopting an adequate mitigation plan.

Admissibility:
Citing the environmental case-law of the European Court of Human Rights, the court noted that inaction in protecting the environment may violate human rights, as well as the right to a favourable environment under Article 7 of the Czech Constitution and Article 35(1) of the Czech Charter of Fundamental Rights and Freedoms. It accordingly recognized the standing of the individual applicants in the case. Because domestic law grants associations the right to bring cases not only concerning their own rights, but also concerning those of their members, and because the court found that climate change affects the entire territory of the Czech Republic, the applicants associations had standing to bring an interference action. Likewise, the applicant municipality had standing, given that climate change can affect the legitimate interests of citizens living in its territory and that its basic duty “is to take care of the overall development of its territory and the needs of its citizens, and to protect the public interest. It is therefore desirable that a municipality should be able to take care of the rights of its citizens to a favourable environment in the same way as an environmental association”.

Reasoning on the merits:
In its (now-overturned) judgment, the court noted that the Czech Code of Administrative Justice does not allow an action for interference to protect the rights of third parties (actio popularis / public interest litigation), but found that the applicants’ affectedness in the present case was sufficiently direct, noting that “the link between climate change and human (in)action is so compelling and close that, when considering the directness of interference, the two are an inseparable whole.” It argued that the applicants had suffered a direct interference with their right to a favourable environment, given that the case was about climate change’s “local adverse manifestations” (para. 198). Citing the precautionary principle (para. 211) and IPCC reports (para. 216-220), the court went on to find that “living in sustainable climatic conditions [is] a prerequisite for the undisturbed exercise of other human rights, such as the right to life, health, property rights, the right to engage in economic activity” (para. 210). It recognized that climate change has adverse impacts on human living conditions, including through heat stress, the spread of infectious diseases, and reduced diversity and access to food (para. 221). Citing the Urgenda case, the court went on to find that climate change interfereed directly with the applicants’ right to a healthy environment (para. 224-225), and that “[r]esidence, age, sex, health, etc. only determine the extent of the interference” (para. 223).

The court found that while the Paris Agreement was part of the domestic legal order, and bound the Czech Republic, its 2 degree target was not legally binding. However, drawing on scholarship, the IPCC, and the Urgenda judgment, the court found that the obligation in Art. 4(2) of the Paris Agreement to implement mitigation measures to achieve the Czech nationally determined contribution (NDC) was binding on the State (para. 248-250). Although the Czech Republic had not in fact submitted its own NDC, the EU had set emissions levels for all Member States, and the resulting emissions reduction target was individually applicable to the Czech Republic (para. 251). Citing developments taking place as part of the EU’s Green Deal, it found that “the Defendants should have established a plan for achieving the Paris Agreement’s (EU NDC) 2030 target without undue delay” (para. 280). It noted too that “the Defendants have no reasonable reason to wait until 2023 to develop and then implement the measures.” Failing to fulfil the corresponding emissions reductions obligations, the court held, constituted a violation of the applicants’ rights.

The Municipal Court agreed with the applicants and the scientific studies, including IPCC reports, that they had submitted in evidence “that a global carbon budget of 900 GtCO2 since January 2018 is consistent with the Paris Agreement commitment” (para. 239). The court extensively engaged with the different evidentiary bases of the argument.

In terms of adaptation measures, the court found that the Defendants had not breached their obligation to adopt and implement adaptation measures under Article 5(4) of the European Climate Law. The Defendants had adopted an extensive action plan reflecting adaptation gaps, based on scientific knowledge, and involving a range of public and private actors (para. 329).

In a paragraph of central importance, and revolving around the “drop in the ocean” argument, the court held that:

“[C]limate change would also occur if the defendants acted to mitigate and adapt to climate change. However, if the defendants had properly fulfilled their obligations, climate change would have been milder and averting dangerous climate change under Article 2(1)(a) of the Paris Agreement would have been more likely. This conclusion follows from the non-negligible impact of human activity on climate change. Defendants’ failure to act is therefore a partial cause of the current adverse impacts of climate change. The Municipal Court notes that the individual responsibility of the States Parties to the Paris Agreement cannot be excluded by reference to the level of emission contributions of other States. Such an approach would make effective legal protection impossible where the State in question is not a significant emitter of greenhouse gases on a global scale and would be inconsistent with the principle of common but differentiated responsibility of the Parties under Article 2(2) of the Paris Agreement” (para. 325).
This quotation, and those throughout this post, come from the unofficial translation of the judgment provided by the applicants.

The court did not examine the complaints concerning the rights to property, to private and family life, to life and health, to carry out economic activity and to self-government.

Remedies:
The Court issued not only a declaratory but also a constitutive ruling, meaning that it instructed the authorities to remedy their inaction and adopt a mitigation plan that is sufficiently specific within the meaning of Article 4(2) and (14) Paris Agreement and aims at meeting the EU NDC target. The choice of specific mitigation measures leading to a 55% reduction in greenhouse gas emissions by 2030 compared to 1990 was left to the defendants’ discretion. The court held that it “could not, in view of the principle of separation of powers, order the defendants to develop specific mitigation measures” (para. 334). It did, however, reimburse the costs of the proceedings.

Judgment of 20 February 2023:
On 20 February 2023, the Supreme Administrative Court of the Czech Republic, examining an appeal on points of law by the Ministry of the Environment, annulled the decision of the Municipal Court of Prague and referred the case back to it. The decision to overturn was mainly based on the fact that the obligation to reduce GHG emissions by 55% is collectively shared by all Member States of the European Union, but a specific distribution of these obligations has not yet been establish by EU law or policy. The Supreme Administrative Court also found that the applicants had not sufficiently specified the areas in which the defendants had allegedly breached their obligations by inaction, therefore interfering with the rights of the applicants.

Date filed:
21 April 2021

More information:
The complaint is available here (in Czech).

An unofficial translation of the first-instance judgment into English and a press release are available from the applicants.

The second-instance judgment is available here (in Czech, through the Sabin Center for Climate Change Law’s Climate Case Chart database). A commentary of this decision by a lawyer member of Klimatická žaloba ČR is available here (in Czech).

Suggested citations:
Municipal Court of Prague, Klimatická žaloba ČR and others v. the Czech Republic and others, Judgment No. 14A 101/2021 of 15 June 2022.

Supreme Administrative Court of the Czech Republic, Klimatická žaloba ČR v Czech Republic [2023] 9 As 116/2022 – 166 of 20 February 2023.

Last updated:
15 June 2023

Tags Domestic court proceedings